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Security report for fi-tek.com

Fi-Tek, LLC · Finance · United States

Medium risk. 4 critical or high findings in Security headers, GDPR outside view and 1 other check.

Security score

74/100

Risk levelMedium

0–100, higher is better. How it is calculated

Fi-Tek, LLC is a well-established financial technology company specializing in wealth management and investor accounting software solutions. Founded in 2001 and headquartered in Edison, New Jersey, Fi-Tek serves a broad range of financial institutions including private banks, trust banks, hedge fund administrators, and family offices. Their product suite includes Global WealthES™, HedgeTek®, and Rockit® Solutions, the latter being a wholly-owned subsidiary focused on family office technology. The company positions itself as a leader in fintech solutions catering to complex investor accounting and wealth management needs globally. Technically, the website is built on WordPress using common plugins such as WPBakery Page Builder and Revolution Slider, with integration of Google Fonts and Google Tag Manager for analytics. The site is moderately optimized for performance and mobile responsiveness, with good SEO practices evident in meta tags and structured data. However, there is room for improvement in accessibility and security hardening, particularly in enabling DNSSEC and security headers. From a security perspective, the site uses HTTPS with a valid SSL certificate and has domain transfer protections enabled. However, it lacks DNSSEC and explicit security policies or incident response contacts. No cookie consent mechanism was detected, which may affect compliance with privacy regulations such as GDPR. No critical vulnerabilities or suspicious content were found, indicating a generally secure posture but with opportunities for enhancement. Overall, Fi-Tek presents a credible and professional online presence consistent with its business claims. Strategic recommendations include implementing DNSSEC, adding security headers, publishing security and privacy policies, and deploying a cookie consent mechanism to improve compliance and trust. These steps will strengthen the company's security posture and regulatory adherence, supporting its market position as a fintech solutions provider.

Scanned

NIS2 and GDPR posture

GDPR outside view
53/ 100 · Medium
Checks completed
7of 7

NIS2 Art. 21(2)

  1. (a) Risk analysis and security policies: Not visible from outside
  2. (b) Incident handling: One indicator
  3. (c) Business continuity, backups and crisis management: Not visible from outside
  4. (d) Supply chain security: Not visible from outside
  5. (e) Secure acquisition, development and maintenance, including vulnerability handling: Partly checked
  6. (f) Assessing the effectiveness of security measures: Not visible from outside
  7. (g) Cyber hygiene and security training: Not visible from outside
  8. (h) Cryptography and encryption: Partly checked
  9. (i) HR security, access control and asset management: One indicator
  10. (j) Multi-factor authentication and secured communications: Not visible from outside

This scan rated NIS2 with an earlier keyword method that is no longer shown; rescan for the per-article view. Risk management, continuity, supply chain, training, MFA, management oversight (Art. 20) and incident reporting (Art. 23) need internal evidence, and Guard cannot tell whether NIS2 applies to this organisation.

GDPR is indicative only, based on publicly visible signals: Articles 7, 12, 13 and 32 of Regulation (EU) 2016/679 and Article 5(3) of the ePrivacy Directive. Not a certification or legal assessment.

Priority findings

4 findings rated critical or high. Fix these first.

  1. Security headers

    Security headers are instructions your web server sends to every visitor’s browser. Missing ones leave visitors more exposed to attacks such as clickjacking and injected scripts.

    • High

      Missing Content-Security-Policy header

      Controls resources the browser is allowed to load

      What to do: Implement a Content-Security-Policy appropriate for your application

      • ASVS V3.4.3
      • OWASP Secure Headers: OWASP Secure Headers Project recommends Content-Security-Policy: default-src 'self'; form-action 'self'; base-uri 'self'; object-src 'none';…
  2. GDPR outside view

    These are the privacy signals visitors and data protection authorities look for under GDPR.

    • High

      No Cookie Policy found

      GDPR requires clear information about cookie usage

      What to do: Add a dedicated cookie policy explaining cookie usage and purposes

    • High

      No Cookie Consent Banner found

      GDPR requires explicit consent for non-essential cookies

      What to do: Implement a cookie consent banner that appears on first visit

  3. SSL/TLS

    TLS encrypts the connection and proves the site is really yours. Weak or expiring certificates trigger browser warnings and put traffic at risk.

    • High

      Weak Protocols Supported

      Server supports weak protocols: TLSv1.1

      What to do: Disable TLS 1.0, TLS 1.1, and all SSL versions

      • CWE-327
      • OWASP A04:2025
      • ASVS V12.1.1

Need hands-on remediation? Email guard@offseq.com

Keep watching fi-tek.com

This scan found 20 issues across 6 checks. Monitoring re-runs those checks daily, emails you when something material changes and records each fix, so you can show progress.

Daily monitoring

Recommended

€25per month

  • TLS certificates and expiry
  • DNS records
  • SPF, DKIM and DMARC
  • Security headers
  • GDPR and NIS2 posture
  • Exposed services
  • Third-party trackers
  • Security score drift

Email alerts on material changes and an exportable JSON history of every change.

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Full report

€39.90one-time

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Prices incl. 21% VAT. Secure checkout by Mollie; sold by SEQ SIA, Latvia.

Results by check

Each check with its score, findings and the evidence it collected.

How this score is calculated

The security score runs 0–100, higher is better. It is the plain average of the security checks that completed in this scan, each counted equally. A check that could not run is left out: it counts neither as a pass nor as a fail.

Counted in this score

SSL/TLS
72
Security headers
55
Email security
80
DNS health
85
Network security
100
GDPR outside view
53
Average
74

Not counted

  • NIS2 outside view: Re-weights evidence from the TLS, email, DNS, network and hygiene checks, so counting it would count that evidence twice. Shown on its own.
  • OffSeq Observations: An AI reading of the site, useful context but not reproducible evidence. Shown on its own.

Findings that cap the score at 49

Each of these is serious on its own, so while any is present the site cannot rate better than high risk, however good the other checks are.

  • The certificate is not trusted by browsers
  • The website is not served over HTTPS
  • A database, remote desktop, file-sharing or Telnet service is reachable from the internet
  • The page loads a script from a compromised source
  • The domain registration has expired
  • SPF authorises every server to send mail as the domain

Partial scans

When the site blocks Guard or most checks cannot run, the score covers only the checks that ran (usually DNS and email), is capped at 75 and is shown as partial, without a risk level.

Risk levels

  • Critical0–25
  • High26–49
  • Medium50–75
  • Low76–100

Technical appendix

Business context, site observations and technical notes gathered during the scan, and the standards behind each reference.

Business context

Business profile

Fi-Tek operates in the fintech sector, targeting financial institutions requiring sophisticated wealth management and investor accounting software. Their competitive advantage lies in integrated, real-time solutions tailored to complex financial structures such as hedge funds and private equity. The acquisition of Rockit® Solutions expands their footprint into the family office market, a significant segment valued at trillions globally. Fi-Tek's business model is B2B SaaS and services, with revenue streams likely from software licensing, subscriptions, and outsourcing services. The company demonstrates growth through product diversification and strategic partnerships. Their customer base includes global private banks, trust banks, and registered investment advisors, indicating a strong market presence. The website content and structure reflect a mature organization focused on innovation and client-centric solutions.

Security posture

Fi-Tek's security maturity is moderate. The use of HTTPS and domain transfer lock are positive indicators. However, the absence of DNSSEC and security headers such as Content-Security-Policy and X-Frame-Options reduces defense-in-depth. The lack of published security policies and incident response contacts suggests limited transparency in security governance. No cookie consent or privacy compliance mechanisms were found, posing regulatory risks. No vulnerable libraries or exposed sensitive data were detected in the provided content. Overall, the security posture is adequate but requires enhancements to meet best practices and regulatory expectations, particularly for a fintech company handling sensitive financial data.

Recommendations

  1. Enable DNSSEC to protect against DNS spoofing and improve domain security.
  2. Implement HTTP security headers including Content-Security-Policy, X-Frame-Options, and X-Content-Type-Options.
  3. Add a cookie consent banner and privacy compliance mechanisms to align with GDPR and other privacy laws.
  4. Publish a comprehensive security policy and incident response contact information on the website.
  5. Conduct regular security audits of WordPress plugins and third-party libraries to mitigate vulnerabilities.

Contact details published on the site

Addresses
Legal name
Fi-Tek, LLC
Site observations

Automated reading of the public site. Ratings are indicative.

Business

Company
Fi-Tek, LLC
Description
Fi-Tek provides best-in-class Wealth Management Software encompassing the entire lifecycle of wealth management and industry leading Hedge Fund Software addressing complex investor allocation requirements for hedge funds and private equity. They offer integrated family office technology solutions through their subsidiary Rockit® Solutions. Their products and services cater to wealth management, investor accounting, family offices, operations outsourcing, and cloud services.
Key services
Wealth Management Software, Investor Accounting (HedgeTek®), Family Office Solutions (Rockit® Solutions), Operations Outsourcing (OpsSourcing), Cloud Services
Content quality
good
Branding
consistent

Technology

Stack
WordPress, PHP, jQuery, RevSlider, WPBakery Page Builder, Google Fonts, UltraDNS (DNS provider)
Frameworks
WordPress
Platforms
Web
Performance
moderate
Mobile
good
Accessibility
basic
SEO
good

Security

Observed score
65/100
Good practices seen
  • HTTPS enabled
  • ClientTransferProhibited domain status

Analytics and tracking

Services
Google Tag Manager
Tracking level
moderate
Privacy practices
basic

Advertising

Transparency
basic

Site quality

Design
good
User experience
good
Content relevance
good
Navigation
good
Professionalism
good
Trustworthiness
high

Key observations

  1. Website is professionally designed and content-rich.
  2. No privacy or cookie consent banners detected, which may impact GDPR compliance.
  3. No explicit security policies or incident response contacts published.
  4. Uses common WordPress plugins and technologies.
  5. No suspicious or malicious content detected.
  6. Contact information is clearly provided with physical address and phone numbers.
  7. No social media links explicitly found in the HTML content.
  8. No email addresses explicitly found in the HTML content.
Technical notes

Notes

The website is built on a WordPress CMS platform using popular plugins such as WPBakery Page Builder and Revolution Slider, indicating a standard and maintainable infrastructure. The tech stack includes jQuery and Google Fonts, with Google Tag Manager for analytics. DNS is managed via UltraDNS, a reputable DNS provider. The site is moderately performant with good mobile optimization and SEO metadata including Open Graph and JSON-LD structured data. However, the absence of DNSSEC and security headers indicates technical debt in security hardening. The site uses HTTPS correctly, but no advanced performance optimization techniques (e.g., CDN usage) were detected. Overall, the technical infrastructure supports the business needs but could benefit from modernization and enhanced security controls.
Standards and sources

Reference chips under each finding point to the standard, regulation or specification the finding relates to. They are taken from the official datasets below and mapped conservatively: a finding with no defensible link shows none. NIS2 and GDPR references mark where a finding is relevant evidence, not a compliance verdict. Implementing Regulation (EU) 2024/2690 binds digital infrastructure and digital service providers; for other entities it is the most detailed public reading of the Article 21 measures. WCAG, EN 301 549, European Accessibility Act and Web Accessibility Directive references name the requirement an automated accessibility rule relates to; they are not a conformance verdict.

Retrieved 2026-10-25

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